Publications

| Working Paper

Increasing the Engagement of Large Private Forestland Owners in Conservation Management

The involvement of large private and institutional forestland owners in conservation has been recognized as increasingly important for the successful implementation of landscape-scale conservation. However, public and non-governmental organization partners have found engagement of these landowners in conservation planning, management, and implementation to be a significant challenge. The Nicholas Institute for Policy Solutions at Duke University, the Sustainable Forestry Initiative, Inc., and the U.S. Forest Service hosted three meetings in April, September, and October 2016 to bring together leaders from each of these sectors to brainstorm approaches that could help increase the engagement of large private landowners in conservation. This paper summarizes ideas generated at these “all lands” meetings and provides a few concrete examples of conservation solutions across local and regional scales that could potentially be replicated to encourage large private landowner engagement.

| Working Paper

Data and Modeling Infrastructure for National Integration of Ecosystem Services into Decision Making: Expert Summaries

Resource managers face increasingly complex decisions as they attempt to manage for the long-term sustainability and the health of natural resources. Incorporating ecosystem services into decision processes provides a means for increasing public engagement and generating more transparent consideration of tradeoffs that may help to garner participation and buy-in from communities and avoid unintended consequences. A 2015 White House memorandum from the Council on Environmental Quality, Office of Management and Budget, and Office of Science Technology and Policy acknowledged these benefits and asked all federal agencies to incorporate ecosystem services into their decision making. This working paper, expanded since its initial publication in November 2016, describes the ecological and social data and models available for quantifying the production and value of many ecosystem services across the United States. To achieve nationwide inclusion of ecosystem services, federal agencies will need to continue to build out and provide support for this essential informational infrastructure.

| Journal Article

So You Want Your Research to Be Relevant? Building the Bridge between Ecosystem Services Research and Practice

There is growing demand for information regarding the impacts of decisions on ecosystem services and human benefits. There remains a substantial gap between ecosystem services research and the information required to support decisions. Research often provides models and tools that do not fully link social and ecological systems; that are too complex, specialized, and costly to use; and that are targeted to outcomes that differ from those needed by decision makers. Decision makers require cost-effective, straightforward, transferable, scalable, meaningful, and defensible methods that can be readily understood. This article in the journal Ecosystem Services provides illustrative examples of the gaps between research and practice and describes how researchers can make their work relevant to decision makers by using benefit relevant indicators (BRIs) and by choosing models appropriate for particular decision contexts. 

| Working Paper

Use of Preservation in North Carolina Wetland and Stream Mitigation

To better protect the nation’s wetlands and streams, the Clean Water Act allows use of compensatory mitigation to replace the benefits of lost wetlands and streams. This paper summarizes North Carolina’s use of preservation for compensatory mitigation by private mitigation banks and a state-operated in-lieu fee (ILF) program. Within private mitigation banks, preservation activities have generated 5.6% of wetland credits and 9.1% of stream credits since 2008. Within the state in-lieu fee program run by the Division of Mitigation Services, 45.0% of wetland credits and 6.2% of stream credits have resulted from preservation. However, a majority of the wetland credits generated by preservation in the ILF program came from one site described as unusually large by program staff. Since 2008, North Carolina’s ILF program and mitigation banks have continued to use preservation at relatively low rates for both wetland and stream mitigation. 

| Working Paper

Integrating Large-Scale Planning into Environmental Markets and Related Programs: Status and Trends

Building on earlier efforts, guidance from the federal government on mitigation for environmental impacts recommends the use of large-scale plans, preferably carried out in advance of impacts, to steer both development and mitigation. The idea is that advanced planning can improve site selection for proposed projects and increase the return on investment for mitigation while helping to provide greater predictability for project proponents, increase the efficiencies of project review, reduce permitting times, and support better environmental results. This paper explores progress in integrating large-scale, spatially explicit planning into environmental markets and programs in the United States. Through interviews with experts and a literature review, it identifies examples of large-scale planning in these programs. It describes how the planning is guiding decisions about impact avoidance and compensatory mitigation, whether the planning is required or optional, and if the planning incorporates co-benefits or other regulatory-driven priorities. 

| Policy Brief

Proposal for Increasing Consistency When Incorporating Ecosystem Services into Decision Making

In October 2015, the U.S. Executive Offices of the President—the Office of Management and Budget, the Council on Environmental Quality, and the Office of Science and Technology Policy—released a memo, “Incorporating Ecosystem Services into Federal Decision Making,” that directed federal agencies to develop work plans and implementation guidance by the end of 2016. But many practical questions remain about how ecosystem services can most effectively be used in decision making. This policy brief explores how to achieve consistency in the use of ecosystem services, primarily in terms of which ecosystem services are selected for assessment and how they are quantified. 

| Journal Article

A Research Agenda for Ecosystem Services in American Environmental and Land Use Planning

This article in the journal Cities assesses pathways for integrating the ecosystem services concept into American land use and environmental planning. Ecosystem services are the beneficial products that functioning ecosystems provide to human society. Building on Ian McHarg's influential ecological planning work, the authors argue that ecosystem service-based planning frameworks may improve our understanding of the consequences of planned actions in urban-ecological systems. Using evaluations of four diverse and innovative comprehensive plans, the article examines how ecosystem services information can enhance plan specificity, investment strategies, and prioritization for policy implementation. Finally, it presents a research agenda for evaluating how the use of ecosystem services in planning could improve assessment and communication of planning tradeoffs and outcomes.

| Working Paper

A Review of the Use of Early-Action Incentives in U.S. Environmental Markets

Early action can refer to activities undertaken prior to a regulatory program or the generation of a particular service before its use to mitigate an impact elsewhere. In U.S. environmental markets, early action can result in multiple benefits. One benefit is facilitation of market function by helping to generate a sufficient supply of viable, low-cost credits to buyers and gain momentum in new markets. Another benefit is providing advance mitigation, which can speed the delivery of ecosystem services. As markets emerge and mature, early action can help reduce lags in environmental performance, improve outcomes, and encourage innovation in mitigation approaches. Multiple tools have been proposed for encouraging early action in ecosystem services markets. To varying extents, these tools have also been deployed, providing valuable experience and insight into their functioning. This paper presents several case studies of how these tools have been used in wetland and stream mitigation, species and habitat banking, greenhouse gas emissions reduction and sequestration, and water quality trading. A revised version of the paper appears in the journal Land Use Policy.

| Journal Article

Identifying and Assessing the Application of Ecosystem Services Approaches in Environmental Policies and Decision Making

The presumption is that ecosystem services (ES) approaches provide a better basis for environmental decision making than other approaches because they make explicit the connection between human well-being and ecosystem structures and processes. However, the existing literature does not provide a precise description of ES approaches for environmental policy and decision making, nor does it assess whether these applications will make a difference in terms of changing decisions and improving outcomes. This article in Integrated Environmental Assessment and Management describes three criteria that can be used to identify whether and to what extent ES approaches are being applied: (1) connect impacts all the way from ecosystem changes to human well-being, (2) consider all relevant ecosystem services affected by the decision, (3) consider and compare the changes in well-being of different stakeholders. As a demonstration of these criteria, the article looks at if and how the criteria were met in different decision-making contexts using an analysis format that describes the type of policy, the relevant scale(s), the decisions or questions, the decision maker, and the underlying documents. This format includes a general judgement of how far the three ES criteria have been applied. It shows that the criteria can be applied to many different decision-making processes, ranging from the supranational to the local scale, and to different parts of those processes. The authors conclude that these criteria could be used to assess the extent to which ES approaches have been and should be applied, to understand the benefits and challenges of applying the approaches, and to determine whether using them makes a difference in the decision-making process, the decisions, or the outcomes of those decisions. Results from such studies could inform future use and development of ES approaches, draw attention to the approaches’ greatest benefits and challenges, and inform integration of ES approaches into policies.

| Proceedings

Engaging Large Forest Owners in All-Lands Conservation: All-Lands and Large Ownerships—A Conversation to Advance Engagement Workshop, March 8, 2016, Washington, D.C.

Successful landscape-scale forest conservation and management efforts must engage a wide variety of forestland owners. Owners of large areas of forestland (more than 10,000 acres) have a particularly important role to play in the attainment of landscape-scale goals. Their cooperation increases opportunities for attaining conservation benefits at significant scale. On March 8, 2016, a group of large private landowners was for the first time brought together with federal, NGO, and academic thought leaders to generate ideas for improving engagement on landscape-scale conservation goals. The dialogue was designed to identify barriers to and options for that engagement. These proceedings summarize the dialogue of meeting participants in addressing an “all lands” approach to conservation whereby landowners and stakeholders collaborate on identifying long-term, mutually beneficial goals for the landscapes they share. It includes a profile of large institutional forestland owners and details the results of a survey conducted to measure their current engagement in conservation activities. Participants identified barriers to engaging large forest landowners in conservation. They include the absence of an inclusive vision for the future of forest management, insufficient leadership for building diverse coalitions to address forest threats, lack of alignment of existing federal programs with respect to large ownership structures, limited understanding of the public benefits provided by large privately owned forests, and lack of markets to sustain these benefits. Participants recognized the need to define a shared conservation vision, to build leadership for a broad coalition of stakeholders, and to execute a national strategy recognizing the value of and providing incentives for large private landowners to cooperatively address forest threats. Much discussion centered on building the business case for conservation and on recognizing new values and expanding markets. Participants also considered opportunities for aligning the incentive-based approaches of funding agencies with the needs and interests of forestland owners. A steering committee was formed to consider developing specific strategies to incentivize engagement of large forestland owners and to work toward a collaborative vision for attaining conservation objectives across varied ownerships.